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Guidance on meeting expectations of EI Process safety management framework element 20: Audit, assurance, management review and intervention

Process safety management (PSM) is vital in ensuring safe and continued operations in major accident hazard (MAH) organisations. However, recent incidents have outlined that a holistic understanding of the many factors of PSM is required to effectively ensure, and measure, performance.

In 2010, the Energy Institute (EI) published High level framework for process safety management (PSM framework). This frameworkfocuses on defining what good PSM should involve.

Following on from this publication, the EI Guidance on meeting expectations of EI Process safety management framework series of publications provides a process to help organisations ensure they meet the expectations set out for each of the 20 elements of the PSM framework. Each element will be covered by its own publication in order to help organisations manage process safety more effectively.

EI Guidance on meeting expectations of EI Process safety management framework element 20: Audit, assurance, management review and intervention set out good practice for audit, assurance, management review and intervention.

It provides a process, along with guidance, to help organisations meet the expectations set out in the PSM framework, and suggests a number of compliance checks and performance measures (PMs) to determine the extent to which key activities involved in meeting these expectations have been or are being undertaken. This is done through:

  • the provision of a logical flow diagram
  • descriptions of activities ('steps') the organisation should undertake to manage this element
  • detailed guidance notes
  • a list of further resources to help undertake key steps, and detailed annexes.

This guideline includes guidance on:

  • a comprehensive set of PMs to be established and routinely monitored;
  • effective supervisory field observations or in-line control checks, and
  • required corrective interventions to be identified, prioritised and implemented. 

This guideline is intended for those responsible for managing and maintaining the safety management system of the organisation. Readers implementing the guidance in this publication should be aware of the PSM framework and the other publications in this series, particularly if they are a senior manager with oversight of the wider implementation of PSM.


This guideline is available to download for free by registering/logging in to the EI publications website 

ISBN: 978 0 85293 903 1                       1st edition                                    Jul 2016

Hard copy EI member price: £30.00

Hard copy non-member price: £40.00

Visit the EI's publication website to download/purchase this title

To purchase this publication from our publishing website please register with the site on its home page. If you are a member of the EI you can update your profile page with your EI membership details to obtain a discount when ordering.